Our Process

Scope of Engagement

First, we listen carefully to what our client's needs are to develop a mutuallyagreed upon, compre-hensive scope of engagement, establish deliver-ables, and set a reason-able timeline to accom-plish these objectives.


We schedule regular communications to  assure you are provided with exactly what is nec-essary for you to take ap-propriate action for a successful outcome.

Gather Information 


Next, we determine and gather the information necessary to get a tho-rough understanding of the matter under review.


This may include port-folios, financial disclosure, regulatory notifications,  procedure manuals, corres-pondence, memorandum, investment mandates and any other material offering the details, perspective, con-text and depth for us to most completely under-stand and best frame the  issue. 


All information is kept confidential.   

Then we analyze all the data and related informa-tion provided.

We look at the issue from all perspectives that might be pertinent to forming the best solution or solutions, including financial, compliance, op-erations, procedures and processes. 

Present and Recommend

Finally, we prepare and present a C-Suite / Board Level Presentation and Report based on the original scope of the engagement. 


Our recommendations are prioritized to address immediate concerns and set forth a plan to with readily implement next steps to resolve the defined issue.